Code of Ethics
Additionally, we would like to make you aware of the following:
1. We are required to adopt a code of ethics and provide a copy of our code of ethics to clients upon request. The current version of our code of ethics is available to you on our website or by contacting and requesting from our firm.
2. Contact your advisory representative immediately if you have had any changes in your investment objectives or financial circumstances. Any changes could impact how we manage your portfolio and will become part of your client file. You should also contact us at any time during the year if your investment goals or financial circumstances change.
3. Should you hold equity securities in your portfolio, you will be responsible for the voting of proxies with regard to those investments. We do not vote client proxies.
As always, we welcome your questions and comments at any time.
President and CEO
Gerber Kawasaki Inc.