Annual Offer of ADV, Privacy Policy and Code of Ethics

Annual Offer of ADV, Privacy Policy and Code of Ethics

At Gerber Kawasaki we keep all current copies of our ADV, Privacy Policy and Code of Ethics on our website for your review. It is our obligation to make a copy available to you each year as well as notify you of any material changes. We enclosed a link to our current disclosure brochure for your convenient review. You may also find additional information about our firm at our website gerberkawasaki.com and through the Investment Adviser Public Disclosure system at www.adviserinfo.sec.gov. Feel free to ask for a hard copy of our filings as we are happy to provide them if requested. We can always be reached at 310-399-6397 or by email at info@gerberkawasaki.com

ADV Brochure
Privacy Policy
Code of Ethics

Additionally, we would like to make you aware of the following:

1. We are required to adopt a code of ethics and provide a copy of our code of ethics to clients upon request. The current version of our code of ethics is available to you on our website or by contacting and requesting from our firm.

2. Contact your advisory representative immediately if you have had any changes in your investment objectives or financial circumstances. Any changes could impact how we manage your portfolio and will become part of your client file. You should also contact us at any time during the year if your investment goals or financial circumstances change.

3. Should you hold equity securities in your portfolio, you will be responsible for the voting of proxies with regard to those investments. We do not vote client proxies.

4. Finally, enclosed is a copy of our current privacy policy, which we are required to deliver to all existing clients annually.

As always, we welcome your questions and comments at any time.

Sincerely,

Ross Gerber
President and CEO
Gerber Kawasaki Inc.